| NY man admits illegally trading stock for 2nd time - A onetime powerful biotechnology financier who was among America's wealthiest before a 1990s criminal fraud conviction pleaded guilty to fresh securities fraud charges Wednesday, admitting that his ban from acting as a securities broker or dealer didn't stop him from plunging illegally back into the world of biotech companies.
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| Blech, Convicted of Fraud in 1998, Pleads Guilty in New Case - David Blech, who was convicted of investment fraud in 1998 and sentenced to probation, pleaded guilty to two new charges of manipulating stock prices.
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| Memphis broker sentenced to 30 months in prison for fraud - Memphis securities broker Bradford K. Dent was sentenced to 30 months in prison on Thursday for fraud, federal prosecutors said.
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| Attorney, developer convicted in Sevier mortgage fraud case - A federal jury on Friday convicted a Sevierville title attorney and Pigeon Forge cabin developer in a $6 million mortgage fraud scheme.
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| GLG Market Neutral - Appointment of an additional Prime Broker - STOCK EXCHANGE ANNOUNCEMENT For immediate release April 30, 2012 GLG Market Neutral Fund (the "Fund") RE: Appointment of an additional Prime Broker The Board of Directors (the "Board") ...
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| SEC ends trading in shell companies — including some old KC names - Federal stock regulators suspended trading in three Kansas City area companies’ stocks on Monday amid a crackdown on investment fraud.
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| Winton Futures Fund - New Prime Broker and Custodian - Stock Exchange Announcement For immediate release 3rd May 2012 Winton Futures Fund Ltd. (the "Fund") (Re: New Prime Broker and Custodian) The Board of Directors of the Fund (the "Board") ...
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| Onetime "King of Biotech" runs afoul of law again - David Blech, an investor who was known as the "King of Biotech" before he admitted to criminal charges of stock manipulation in 1998, has run into trouble with the law again over illegal trades ...
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| Shepherd Smith Edwards & Kantas LLP Recovers Investor Losses in A & O Resource Management, Investigates Claims of ... - HOUSTON -- Lawyers with the Securities Law Firm SHEPHERD SMITH EDWARDS & KANTAS LLP, www.sseklaw.com, have successfully recovered on behalf of investors in A & O Resource Management, and are investigating ...
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