| To Keep Brokers In Check All Regulators Need To Do Is Enforce Fraud Laws - The CFPB would do well to enforce usury and fraud laws in the broker margin arena. This realm, a major consumer borrowing area that is largely ignored by regulators, involves the credit extended to clients of retail brokerage firms.
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| Wolfson, District 225 board member, charged with stock fraud - A Glenbrook School District 225 school board member and Northbrook resident faces federal charges that he profited more than $17 million from improperly trading shares. The U.S. Securities and Exchange Commission alleged Jeffrey Wolfson and his brother, Robert Wolfson, sold borrowed shares in hopes of profiting from declining prices. Called naked short selling, while the transaction is legal ...
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| U.S. Charges Latvian Hacker in $2 Million Stock Scam - The SEC accuses a Latvian man of online stock fraud and manipulation that cost investors more than $2 million.
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| Abraxas Fund Limited - Appointment of Replacement Prime Broker/Custodian - STOCK EXCHANGE ANNOUNCEMENT For Immediate Release 09 February 2012 ABRAXAS FUND LIMITED Re: Appointment of replacement prime broker and custodian. The Directors of Abraxas Fund Limited wish to announce ...
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| Boston &Alexander 1 - Appointment of Additional Prime Broker/Custodian - STOCK EXCHANGE ANNOUNCEMENT For Immediate Release 3 February, 2012 BOSTON ∓ ALEXANDER NUMBER ONE FUND LIMITED (the "Company") Re: Appointment of Additional Prime Broker and Custodian The Directors ...
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| Latvian 'hacked broker-dealers in £560,000 share scam' - A Latvian man has been charged by the US financial regulator for an alleged online stock fraud that cost investors more than $2 million (£1.3 million), and may have enabled him to profit over half a million pounds.
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| Boise man denies allegations related to Latvian trader - Frank McDonald, 55, of Boise, says he’s a father of four, a Boise State University fan an
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| Man faces NY extradition hearing in Vegas fraud - A former Las Vegas resident picked up at the U.S.-Canadian border on Nevada securities fraud charges was ordered held for extradition from New York on Monday, after a judge rejected his claim of diplomatic immunity.
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| Wall Street Eugenics : SEC Charges Microcap Fraud . . . again - After some three decades lawyering on Wall Street, I ask your pardon if, at times, I come off as overly cynical, hardboiled, and curmudgeonly. I mean, you know, seriously, if you’ve seen even a tenth of the garbage and nonsense that I have during my career, you would likely have the same grumpy demeanor.
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